This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
Attorneys and law firms are well known vectors for money laundering risk. Banks regularly labe...
Recent studies have shown that there has been a dramatic increase in impairment due to alcoholism, a...
Designed for attorneys without formal accounting training, this course provides a clear, practical f...
If there is one word we heard during our journey through the pandemic and continue to hear more than...
Large World Models (LWMs)— the next generation of AI systems capable of generating...
This CLE program examines attorneys’ ethical duties in managing electronically stored informat...
In this course, Dr. Carlson will present a broad overview of what scientific research has discovered...
This advanced CLE dives into complex GAAP topics relevant to attorneys advising corporate, regulator...
In “Choosing the Right Business Entity,” I will walk through the issues that matter most...
Effective data privacy and artificial intelligence governance programs do not happen by accident. Th...