Basics of Private Offering of Securities

01 Mar , 2023

To register for the upcoming live webinar, please Click Here

This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.

To register for the upcoming live webinar, please Click Here

More Webcasts

Restoring Second Rig...

During this course you will learn about the Federal Firearm Rights Restoration program and the Feder...

Conducting an Intern...

Conducting an internal investigation that is incisive, effective and legally compliant is tough enou...

NDAs: Beware the Rou...

Confidentiality Agreements (also called NDAs) are too often treated as routine.  So routine, th...

How To Win Bid Prote...

During this course you will take a deep dive into federal bid protest litigation at the U.S. Court o...

How to Fix the U.S. ...

The United States Constitution is one of the most influential legal documents in history, establishi...

There’s a Reporter...

You’ve arranged to speak with a reporter. Do you know how to deliver insights that are memorab...

Federal Titling, Ind...

This course analyzes federal titling and indexing requirements and how to expunge or amend your reco...

When the Court Uses ...

Most lawyers are aware of the high-profile cases in which attorneys were sanctioned or otherwise dis...

How to Respond to Sh...

Adverse and derogatory information often has devastating effects on a contractor's ability to win co...

Is Your Voice Biomet...

“Is Your Voice Biometric Data? BIPA, AI and the New Era of Voiceprint Litigation” looks ...