Basics of Private Offering of Securities

01 Mar , 2023

To register for the upcoming live webinar, please Click Here

This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.

To register for the upcoming live webinar, please Click Here

More Webcasts

U Visa Petitions: Le...

This program provides attorneys with a comprehensive framework for incorporating psychosocial evalua...

Complying with the M...

This course will provide a detailed overview of the Medicare Secondary Payer act as well as provide ...

Advanced Attorney Ne...

In this second segment we will continue with our journey into the multiple elements of high-level ne...

Springing Into “Ma...

In 2016, the term “materiality” as it relates to the False Claims Act made a splash in t...

Vibecoding for Lawye...

This program provides attorneys with a practical and ethical framework for understanding and respons...

AI Governance in the...

AI, an innovative technology that was once a supporting act for digital transformation, business str...

Escaping the Perfect...

 “Everyone tells me I’m doing a great job. My clients, my colleagues, my family. Wh...

Social Media Complia...

Social media has become a critical marketing and customer engagement channel for legal firms, banks,...

Your Most Powerful T...

This CLE program, “Your Most Powerful Trial Tool Isn’t What You Say—It’s How...

Extreme Hardship in ...

This program provides immigration attorneys with a structured and strategic approach to developing e...