This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
As we move into the second half of President Biden’s Administration, a divided Congress will m...
In just eight short weeks, a new AI program called ChatGPT has captured the world’s imaginatio...
COVID-19 has created a dramatic shift in the needs of all lawyers, whether they practice in-house, i...
Evidential issues are questions of law. By ruling on motions and objections, the judge determines wh...
State attorneys general continue to play a prominent role in consumer protection enforcement, with m...
Attorneys taking this one-hour course will learn: 1. How nursing homes are structured and regulated...
This is a one-hour survey of aspects of federal court practice, from drafting the complaint to final...
EU data privacy law has made it clear that personal data of people in Europe is granted heightened p...
With its low pleading hurdles and high, uncapped statutory damages, the FTSA has quickly become the ...
This program examines the purchase and sale of a business. As the end game of any transaction is the...