Basics of Private Offering of Securities

01 Mar , 2023

To register for the upcoming live webinar, please Click Here

This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.

To register for the upcoming live webinar, please Click Here

More Webcasts

Trade Agreements Act...

This course analyzes federal contractor obligations under the Trade Agreements Act. Learn how to ens...

Complying with the M...

This course will provide a detailed overview of the Medicare Secondary Payer act as well as provide ...

Dealing with Difficu...

Lawyers often work with clients, colleagues, and opposing counsel who are navigating some of the har...

DEI - Legal or Illeg...

Prior to the Supreme Court’s 2023 affirmative action decision, some predicted that this ruling...

First Amendment/Expr...

The Protections and Limits of the First Amendment when it comes to Expressive Conduct. This PowerPoi...

Ethical Billing in t...

Protect your practice from the ethical vulnerabilities of AI by mastering Model Rules 1.1 and 1.5. T...

Litigation Strategie...

This program is geared towards lawyers, experts, commercial property owners, and others in the envir...

Religion and Reasona...

Discussion of religion and reasonable accommodation in the workplace. Thanks to the United States Su...

Communication, Trust...

Effective representation depends on trust, communication, and responsiveness, yet these can break do...

Expert Testimony in ...

This program examines the strategic use of expert testimony in immigration court proceedings. Partic...