This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
Decision making capacity and professional responsibility should be at the top of every attorney's li...
This program will cover the sources from which practitioners can gather documents, witnesses, and ot...
In the fast-paced, ever-evolving legal landscape, lawyers must go beyond traditional litigation and ...
"I think he drinks too much - but he's my boss!" “She's the firm's rainmaker, but something i...
“Maybe I drink more than I should, but it isn’t affecting my life-I’m ‘High-...
Join Steve Herman on December 8, 2025, for "Maintaining Ethical Standards: Essential Strategies for ...
Food, sex, exercise – all may involve a variety of commonly enjoyed experiences that are healt...
Congratulations! You have successfully completed law school and passed the bar exam. You’re al...
This program will explain the nuts and bolts of pursuing common claims against the federal governmen...
Explore the transformative potential of generative AI in modern litigation. “Generative AI for...