This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
Dave Place, Esq., Founder of The Place Firm, will present a CLE providing practical tips to empower ...
Explore the transformative potential of generative AI in modern litigation. “Generative AI for...
Synthetic identity fraud creates a significant legal and compliance challenge for professionals by c...
MODERATED-This course is designed to inform patent practitioners on the bounds of the Hatch-Waxman S...
MODERATED-Part 2 of 2 - In this presentation, I will discuss strategies for cross-examining expert w...
“Maybe I drink more than I should, but it isn’t affecting my life-I’m ‘High-...
For decades, the Rule of Two in government contracting required federal agencies to set aside contra...
MODERATED- I’m ok. I can work this out for myself. I’m not like a “real” ...
MODERATED - Session 2 of 10 - Mr. Kornblum, a highly experienced trial and litigation lawyer for ove...
MODERATED-This CLE will cover the critical ethics issues involving multijurisdictional practice and ...