This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
Whether from poor drafting, conflicting case law, or simply the amounts in dispute, certain key cont...
“Maybe I drink more than I should, but it isn’t affecting my life-I’m ‘High-...
Part 2 dives deeper into advanced cross?examination techniques, teaching attorneys how to maintain c...
The statistics are compelling and clearly indicate that 1 out of 3 attorneys will likely have a need...
This session highlights the legal and compliance implications of divergences between GAAP and IFRS. ...
This course clarifies the distinction between profit and cash flow from a legal perspective. Attorne...
Tracking and using consumer’s data without consent is a high stakes game. From class actions t...
AI tops the news seemingly every day. The technology is growing in use and application as lawyers, c...
This program focuses on overcoming the inner critic—the perfectionist, self?doubting voice tha...
You’ve arranged to speak with a reporter. Do you know how to deliver insights that are memorab...