This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
Many neophyte plaintiff’s lawyers who file civil liability actions anticipating that defendant...
Section 240 of New York State Labor Law, also known as “Scaffolding Law,” protects the r...
In this program, we will cover the purposes of Shareholders’ Agreements and the types of share...
In the last 20 years, our profession has devoted a great deal of attention to the mental health of a...
This program will cover the important (but often forgotten) professional responsibility and risk iss...
In the highly competitive, knowledge-driven global marketplace, a company’s ability to protect...
Clients pursue government contracts to make a profit and, since labor is the biggest cost driver in ...
Depositions are the phase of civil litigation offering the greatest incentive and opportunity for un...
Policyholders routinely look to general liability insurance for all manner of claims that do not fal...
COVID brought to light serious deficiencies in Long-Term care that existed long before the pandemic....