Basics of Private Offering of Securities

01 Mar , 2023

To register for the upcoming live webinar, please Click Here

This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.

To register for the upcoming live webinar, please Click Here

More Webcasts

Accounting Principle...

Attorneys will receive a comparative analysis of GAAP and IFRS with emphasis on cross-border legal c...

Generative AI for Li...

Explore the transformative potential of generative AI in modern litigation. “Generative AI for...

Litigation Series: S...

This program focuses on overcoming the inner critic—the perfectionist, self?doubting voice tha...

MODERATED-Master Tri...

MODERATED-Session 5 of 10 - Mr. Kornblum, a highly experienced trial and litigation lawyer for over ...

MODERATED - Establis...

The value of diversity has been researched extensively for its impact on various industries, includi...

Internet and Sports ...

The statistics are compelling and clearly indicate that 1 out of 3 attorneys will likely have a need...

From High-Functionin...

“Maybe I drink more than I should, but it isn’t affecting my life-I’m ‘High-...

Law in the Age of La...

Large World Models (LWMs)— the next generation of AI systems   capable of generating...

MODERATED-The Hatch-...

MODERATED-This course is designed to inform patent practitioners on the bounds of the Hatch-Waxman S...

Trial Demonstrative ...

A litigator’s role is to shape how key decision-makers - judges, jurors, and opposing counsel ...