This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
In “Choosing the Right Business Entity,” I will walk through the issues that matter most...
As law firms increasingly transition from paper-based disbursements to electronic payment systems&md...
This program explores the impact of complex trauma on criminal defendants through a developmental an...
The Fair Debt Collection Practices Act (FDCPA) remains one of the most important consumer protection...
The “Chaptering Your Cross” program explains how dividing a cross?examination into clear...
This program provides a comprehensive framework for integrating Borderline Personality Disorder (BPD...
This CLE program, “Your Most Powerful Trial Tool Isn’t What You Say—It’s How...
Protect your practice from the ethical vulnerabilities of AI by mastering Model Rules 1.1 and 1.5. T...
AI agents and generative AI tools are rapidly entering law firm workflows, including legal research,...
Contracting with the Federal Government is not like a business deal between two companies or a contr...