This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.
This 1-hour program provides a comprehensive exploration of the ethical and compliance challenges in...
Permission to Pivot: Ethics, Well-Being, and Redefining Your Legal Career examines the intersection ...
Our panelists will review your deposition strategy in personal injury cases from primarily the plain...
Explore the transformative potential of generative AI in modern litigation. “Generative AI for...
Session 4 of 10 - Mr. Kornblum, a highly experienced trial and litigation lawyer for over 50 years, ...
This session is designed to help compliance professionals and fintech partners better understand the...
Substance use disorders and mental health challenges can affect any attorney regardless of gender, c...
This CLE webinar examines the landscape of AI litigation and strategies for addressing AI-related ev...
Nowhere is the gap between technology and regulation more pronounced than in AI. For lawyers, this o...
With the Trump administration and Congress taking an innovate not regulate approach to consumer prot...