Basics of Private Offering of Securities

01 Mar , 2023

To register for the upcoming live webinar, please Click Here

This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.

To register for the upcoming live webinar, please Click Here

More Webcasts

2026 Consumer Protec...

State attorneys general continue to play a central and increasingly aggressive role in consumer prot...

Electronic Payment F...

As law firms increasingly transition from paper-based disbursements to electronic payment systems&md...

Labor Law Compliance...

Contracting with the Federal Government is not like a business deal between two companies or a contr...

AI Agents in Your Fi...

AI agents and generative AI tools are rapidly entering law firm workflows, including legal research,...

The AI Trap: How Leg...

Many law firms now rely on AI?driven research, drafting, and workflow tools without fully understand...

VAWA Petitions: Psyc...

This program examines the role of psychosocial evaluations in spousal abuse-based immigration petiti...

Communication, Trust...

Effective representation depends on trust, communication, and responsiveness, yet these can break do...

Practitioners Take N...

The Federal Tort Claims Act is the way that the federal government is sued for negligence. There are...

Adam Walsh Act Immig...

This program examines the complex intersection of criminal convictions and immigration law under the...

The Basics of Name, ...

This program provides attorneys with a foundational understanding of the name, image, and likeness (...