Basics of Private Offering of Securities

01 Mar , 2023

To register for the upcoming live webinar, please Click Here

This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe harbor offering exemption and drafting issues for offering documents. CLE also covers select State Securities Law compliance issues for private offering of securities; common liability traps for practitioners in private offering of securities; recent enforcement focus of US Securities and Exchange Commission affecting private offerings of securities; and significant case law affecting private offerings of securities.

To register for the upcoming live webinar, please Click Here

More Webcasts

False Claims Act & F...

Whether the Federal Government or individual State Governments, fraud enforcement, especially in hea...

Generative AI for Li...

Explore the transformative potential of generative AI in modern litigation. “Generative AI for...

Resolving ERISA Lien...

Dave Place, Esq., Founder of The Place Firm, will present a CLE providing practical tips to empower ...

Choosing Legal Malpr...

This one-hour program will look at the key differences in policies available in the marketplace, dif...

MODERATED-Master Tri...

MODERATED-Session 9 of 10 - Mr. Kornblum, a highly experienced trial and litigation lawyer for over ...

From High-Functionin...

“Maybe I drink more than I should, but it isn’t affecting my life-I’m ‘High-...

Next-Gen Lawyering w...

Generative AI is transforming how lawyers work, but it’s also raising new ethical and practica...

Civil RICO (federal ...

The Civil RICO framework allows individuals and businesses to pursue legal action for damages from a...

MODERATED-Master Tri...

MODERATED-Session 10 of 10 - Mr. Kornblum, a highly experienced trial and litigation lawyer for over...

MODERATED-Master Tri...

MODERATED-Session 7 of 10 - Mr. Kornblum, a highly experienced trial and litigation lawyer for over ...