A basic overview of evolving federal securities regulation of cryptocurrencies as "securities" that is designed:
1. provide a basic understanding of what features of Coins, Tokens, Stable Coins and NFTs are deemed by the SEC to subject those instruments to regulation under the federal securities laws
2. a review of SEC enforcement actions against sponsors and promoters of, and exchanges trading, cryptocurrencies
3. a review of emerging SEC regulatory regime for cryptocurrencies and possible congressional action affecting that possible regime.
When the investigation concludes, the discipline is issued, and the file is closed, most organizatio...
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This program addresses a gap no standard ethics CLE reaches: the psychology of what happens inside t...