"What is this Worth?” Initial Evaluation of a Securities Arbitration Matter for the In-House Attorney.”

23 Sep , 2021

To register for the upcoming live webinar, please Click Here

Three former in-house securities arbitration lawyers discuss all you need to know about initial case evaluation including: 

How to evaluate the initial Statement of Claim- reading between the lines of a Claim to find the real issues you’ll face at hearing. 

The nuances of contacting management, i.e. how to build a rapport and ask the right questions. 

Knowing how to get the right documents to prepare for the interview with the financial advisor. 

Learning how to best Interview the financial advisor- getting the real story about what happened sooner rather than later 

Understanding the factors that determine if you need outside counsel.

 

To register for the upcoming live webinar, please Click Here

More Webcasts

Recognizing and Comb...

This one-hour CLE program examines the impact of implicit and systemic bias within the legal profess...

Scam I Am: Understan...

Cybercriminals increasingly target law firms, attorneys, legal staff, and their clients through soph...

Freediving Through F...

Most legal professionals are operating in survival mode whether they realize it or not. Not crisis-l...

“It’s the Time o...

In 1968, English rock band The Zombies released their psychedelic counterculture anthem, “Time...

Ethics Under Pressur...

Lawyers regularly communicate with clients who are angry, overwhelmed, frightened, unrealistic, or d...

Religion and Reasona...

Discussion of religion and reasonable accommodation in the workplace. Thanks to the United States Su...

AI Agents Unleashed:...

AI agents — autonomous systems capable of planning, deciding, and acting independently across ...

How to Respond to Sh...

Adverse and derogatory information often has devastating effects on a contractor's ability to win co...

Using Family Law Tec...

Have you felt overwhelmed by the amount of technology available to family lawyers? We'll get to know...

Digital Organization...

Decentralized Autonomous Organizations (DAOs) and other digital-native structures have moved from ni...