"What is this Worth?” Initial Evaluation of a Securities Arbitration Matter for the In-House Attorney.”

23 Sep , 2021

To register for the upcoming live webinar, please Click Here

Three former in-house securities arbitration lawyers discuss all you need to know about initial case evaluation including: 

How to evaluate the initial Statement of Claim- reading between the lines of a Claim to find the real issues you’ll face at hearing. 

The nuances of contacting management, i.e. how to build a rapport and ask the right questions. 

Knowing how to get the right documents to prepare for the interview with the financial advisor. 

Learning how to best Interview the financial advisor- getting the real story about what happened sooner rather than later 

Understanding the factors that determine if you need outside counsel.

 

To register for the upcoming live webinar, please Click Here

More Webcasts

Ethical Duties and E...

This CLE program examines attorneys’ ethical duties in managing electronically stored informat...

Developments in Prof...

Part 1 of 2 - Lawyers at all levels of experience and even sophisticated law firms and general couns...

Navigating Rule 8.4(...

Bias and discrimination continue to shape workplace dynamics, legal practice, and professional respo...

Scam Typologies and ...

Scam typologies help legal professionals by providing a framework to understand, identify, and preve...

Litigation Series: S...

The direct examination presentation outlines how attorneys can elicit truthful, credible testimony w...

Mastering US GAAP: A...

This advanced CLE dives into complex GAAP topics relevant to attorneys advising corporate, regulator...

The Art of Negotiati...

Different situations call for different tactics. Sometimes, the parties are both amenable to seeking...

Internet and Sports ...

The statistics are compelling and clearly indicate that 1 out of 3 attorneys will likely have a need...

Law in the Age of La...

Large World Models (LWMs)— the next generation of AI systems   capable of generating...

MODERATED-Master Tri...

MODERATED-Session 7 of 10 - Mr. Kornblum, a highly experienced trial and litigation lawyer for over ...