Celesq® Programs

The SEC's Continued Focus on the Private Equity Industry:What their Lawyers Need to Know

Expired
Program Number
2327
Program Date
2013-05-16
CLE Credits
2

The SEC is expected to continue its focus on the private equity industry in 2013. In this program of particular interest to attorneys who advise private equity firms, Roger Lane and Courtney Worcester provide: • an overview of several areas that the SEC is expected to concentrate on, including valuation practices during a fundraising period; conflicts of interest; and the fiduciary duties owed by the Chief Operating Officers and Chief Financial Officers of private equity funds, and • best practices to avoid SEC scrutiny or mitigate the risks when you can't.

Available in States

  • California
  • Colorado Eligible
  • Georgia
  • New Jersey Eligible
  • New York
  • Texas Self Study

Program Categories

  • Corporate and Commercial Law
  • Corporate and Securities Law
  • Criminal Law & White Collar
  • Federal Courts
  • In-House Counsel
  • Litigation & Litigation Skills
  • Regulatory and Administrative Law
  • Securities & Investing

PROGRAM CREDITS

  • Areas of Professional Practice : 1 Credit
  • 1.00 General CLE credit : 1 Credit