Celesq® Programs

"What is this Worth?” Initial Evaluation of a Securities Arbitration Matter for the In-House Attorney

Program Number
Program Date

Three former in-house securities arbitration lawyers discuss all you need to know about initial case evaluation including:  


  • How to evaluate the initial Statement of Claim- reading between the lines of a Claim to find the real issues you’ll face at hearing.  
  • The nuances of contacting management, i.e. how to build a rapport and ask the right questions.  
  • Knowing how to get the right documents to prepare for the interview with the financial advisor.  
  • Learning how to best Interview the financial advisor- getting the real story about what happened sooner rather than later  
  • Understanding the factors that determine if you need outside counsel. 


Available in States

  • California
  • Colorado
  • Florida
  • Georgia
  • New Jersey
  • New York
  • Texas Self Study

Program Categories

  • Administrative Law & Regulations
  • Business Organizations & Contracts
  • Contracts
  • Federal Courts
  • Florida Eligible
  • In-House Counsel
  • Law Practice Management
  • Trial Skills