Celesq® Programs

Trends in SEC Enforcement 2010

Expired
Program Number
2012
Program Date
2010-02-02
CLE Credits
2

Tom Gorman of Porter Wright Morris & Arthur LLP discusses SEC enforcement priorities for the coming year in securities investigations and enforcement actions. Hot Topics include: current enforcement efforts regarding the FCPA; insider trading and the on-going investigations related to the Galleon case; the new reorganization of the SEC's Division of Enforcement; key issues regarding primary and secondary liability, as well as the liability of executives to repay bonuses as in the SEC's Jenkins case; the impact of pending legislation regarding hedge funds, derivatives and investment advisers; and other key enforcement topics.

Available in States

  • Arizona
  • California
  • Colorado Eligible
  • Georgia
  • Missouri
  • New Jersey Eligible
  • New York
  • Texas Self Study

Program Categories

  • California Participatory MCLE Programs
  • Corporate and Commercial Law
  • Criminal Law & White Collar
  • Federal Courts
  • In-House Counsel
  • Litigation & Litigation Skills
  • New York Accredited
  • Regulatory and Administrative Law
  • Securities & Investing

PROGRAM CREDITS

  • Areas of Professional Practice : 1 Credit
  • 1 General CLE credit : 1 Credit