Celesq® Programs

The SEC and Self-Reporting and Cooperation: Key Issues

In the latest installment of his popular series, Tom Gorman reviews the obligations to self report and cooperate with the SEC when a business organization discovers a possible malfeasance and explores the conflicting business and legal obligations involved in such situations.

Available in States

• Arizona
• California
• Colorado Eligible
• Florida
• Georgia
• Missouri
• New Jersey Eligible
• New York
• Texas Self Study

Program Categories

• California Participatory MCLE Programs
• Corporate and Commercial Law
• Corporate and Securities Law
• Criminal Law & White Collar
• In-House Counsel
• New York Accredited
• Regulatory and Administrative Law
• Securities & Investing

PROGRAM CREDITS

• 1 General CLE credit : 1 Credit
• 1 General CLE credit : 1 Credit