Celesq® Programs

The Proposed Advertising and Solicitation Rules - Game Changer for Advisers

Active
Program Number
29215
Program Date
2019-12-19

The SEC has proposed significant amendments to its adviser advertising and solicitation rules, as well as related amendments to its books and records rule and the Form ADV. The proposal marks a drastic departure from the SECs current prescriptive approach with respect to adviser advertising, seeking instead to provide a more principles-based approach. The proposal is also meant bring the current rules into the 21st century in terms of social media use and other industry and technological changes. This webinar provides a detailed overview of proposal, including its differences with respect to the current rule.Learn all about these proposed changes and more at our webinar. We look forward to having you join us!

Available in States

  • California
  • Georgia
  • New Jersey
  • New York
  • Texas Self Study

Program Categories

  • Advertising
  • Business Organizations & Contracts
  • Communications and Media Law
  • Computer, Internet & E-Commerce Law
  • Constitutional Law
  • Corporate and Commercial Law
  • Corporate and Securities Law
  • Federal Courts
  • Securities & Investing