Celesq® Programs

The New SEC Enforcement Manual: The Key Points and their Impacts on Current Practice

Tom Gorman analyzes the key points from the SEC's newly released Enforcement Manual and their impacts on current practice. Sections discussed include the Wells Process, referrals to other regulators, the assertion of privileges, including attorney-client, work product doctrine and the Fifth Amendment, and the related issue of cooperation credit.

Available in States

• Arizona
• California
• Colorado Eligible
• Florida
• Georgia
• Missouri
• New Jersey Eligible
• New York
• Texas Self Study

Program Categories

• California Participatory MCLE Programs
• Corporate and Commercial Law
• Corporate and Securities Law
• Criminal Law & White Collar
• In-House Counsel
• New York Accredited
• Regulatory and Administrative Law
• Securities & Investing

PROGRAM CREDITS

• 1.0 General CLE credit : 1 Credit
• 1.0 General CLE credit : 1 Credit