Celesq® Programs

The New FERC and CFTC Market Manipulation Cases: Effective Compliance

Expired
Program Number
2502
Program Date
2015-01-28
CLE Credits
2

FERC and the CFTC have taken very aggressive and sometimes conflicting positions in bringing market manipulation cases. Those cases present significant questions regarding the jurisdiction of each agency and what constitutes manipulation, making effective compliance difficult. Dorsey & Whitney partners Tom Gorman and Joe Hall analyze critical cases and initiatives by each agency and distill the critical points necessary to build effective compliance programs.

Available in States

  • California
  • Colorado Eligible
  • Georgia
  • New Jersey Eligible
  • New York
  • New York - BOTH New and Experienced Attorneys
  • Texas Self Study

Program Categories

  • Corporate and Commercial Law
  • Corporate and Securities Law
  • Energy
  • Federal Courts
  • In-House Counsel
  • Litigation & Litigation Skills
  • Oil & Gas Law
  • Regulatory and Administrative Law
  • Securities & Investing

PROGRAM CREDITS

  • Areas of Professional Practice : 1 Credit
  • 1.0 General CLE credit, based on a 60-minute credi : 1 Credit