Celesq® Programs

SEC Enforcement 2018: New Directions and Challenges

Expired
Program Number
2810
Program Date
2018-02-06
CLE Credits
1

Tom Gorman examines the new direction laid out for the SECs Enforcement Program by Chairman Clayton, trends emerging as the new year begins and significant challenges the Division will face. Emerging trends include the declining number of actions being brought along with a continuing drop in those cooperating with the SEC. Key issues the Division will face include forum selection and the use of ALJs, the impact of the Supreme Courts decision in Kokesh holding disgorgement to be a penalty, the upcoming decision of the Court in Digital Realty on whistleblowers, and the impact of Martoma on insider trading.

Available in States

  • California
  • Colorado E
  • Georgia
  • New York
  • New Jersey
  • New York -
  • Texas Self Study

Program Categories

  • Corporate and Commercial Law
  • Corporate and Securities Law
  • Federal Courts
  • In-House Counsel
  • Litigation & Litigation Skills
  • Regulatory and Administrative Law
  • Securities & Investing
  • White Collar

PROGRAM CREDITS

  • Areas of Professional Practice : 1.00 Credit