Celesq® Programs

Recent Amendments to the SEC's Rules of Practice for Administrative Proceedings

Expired
Program Number
2653
Program Date
2016-09-27
CLE Credits
1

SEC enforcement actions are, more often than not, brought in the administrative forum. At the same time, critics have argued that the SEC's procedural rules for administrative proceedings are unfair, and some have challenged the constitutionality of the rules in federal courts around the country. In the face of these challenges, the SEC has recently adopted amendments to the SEC's rules of practice for administrative proceedings. Join our presenters for an important discussion about what changes have been made and whether they provide adequate procedural safeguards.

Available in States

  • California
  • Colorado E
  • Georgia
  • New York
  • New Jersey
  • New York -
  • Texas Self Study

Program Categories

  • Corporate and Commercial Law
  • Corporate and Securities Law
  • Federal Courts
  • In-House Counsel
  • Litigation & Litigation Skills
  • Securities & Investing
  • State Specific - DE
  • White Collar

PROGRAM CREDITS

  • Areas of Professional Practice : 1.00 Credit