Celesq® Programs

Privilege Waivers in SEC and DOJ Investigations: Legal and Ethical Questions and the Impact of Proposed Legislation

Program Number
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Tom Gorman explores the continuing legal and ethical implications surrounding the question of attorney-client privilege waivers when corporations are involved in SEC and DOJ investigations. Our presenter covers the history of the issue, current proposed legislation, the impact on the company and its employees, and the ethical questions involved.

Available in States

  • Arizona
  • California
  • Colorado Eligible
  • Georgia
  • New Jersey Eligible
  • New York
  • Texas Self Study

Program Categories

  • California Participatory MCLE Programs
  • Corporate and Commercial Law
  • Corporate and Securities Law
  • Criminal Law & White Collar
  • Ethics & Professionalism
  • In-House Counsel
  • New York Accredited
  • Regulatory and Administrative Law
  • Securities & Investing