Celesq® Programs

Privilege Waivers in SEC and DOJ Investigations: Legal and Ethical Questions-2009

Expired
Program Number
1984
Program Date
2009-11-05
CLE Credits
2

Join popular presenter Thomas Gorman, Esq., for this important analysis of the critical ethical and legal questions for counsel in SEC and DOJ investigations. Topics include: • an analysis of the current SEC and DOJ cooperation standards and related considerations such as indemnification and common interest agreements; • the legal and ethical issues raised by the application of the standards in practice, including waiver of attorney-client and work product privileges, questions about self-reporting, the impact on employees and their right to counsel and to decline to testify; and • possible solutions to these ethical dilemmas. NOTE to TX Attorneys: This course has been approved for Minimum Continuing Legal Education credit by the State Bar of Texas Committee on MCLE in the amount of 1 credit hours, of which 1 credit hour will apply to legal ethics/professional responsibility credit.

Available in States

  • Arizona
  • California
  • Colorado Eligible
  • Georgia
  • New Jersey Eligible
  • New York
  • Texas Self Study

Program Categories

  • California Participatory MCLE Programs
  • Corporate and Commercial Law
  • Corporate and Securities Law
  • Criminal Law & White Collar
  • Employment & Labor Law
  • Ethics & Professionalism
  • In-House Counsel
  • Litigation & Litigation Skills
  • New York Accredited
  • North Carolina
  • Regulatory and Administrative Law
  • Securities & Investing
  • Texas Participatory CLE Programs

PROGRAM CREDITS

  • Legal Ethics : 1 Credit
  • Legal Ethics : 1 Credit