Join popular presenter Thomas Gorman, Esq., for this important analysis of the critical ethical and legal questions for counsel in SEC and DOJ investigations. Topics include: • an analysis of the current SEC and DOJ cooperation standards and related considerations such as indemnification and common interest agreements; • the legal and ethical issues raised by the application of the standards in practice, including waiver of attorney-client and work product privileges, questions about self-reporting, the impact on employees and their right to counsel and to decline to testify; and • possible solutions to these ethical dilemmas. NOTE to TX Attorneys: This course has been approved for Minimum Continuing Legal Education credit by the State Bar of Texas Committee on MCLE in the amount of 1 credit hours, of which 1 credit hour will apply to legal ethics/professional responsibility credit.