Current Trends in SEC Enforcement: An Analysis of the First Half of 2020
Expired
Program Number
30240
Program Date
2020-10-16
CLE Credits
1
This program will analyze actions initiated by the SEC during the first half of the year. It will analyze the trends reflected in those cases. The program will also discuss the impact of the Supreme Courts decision in Liu v. SEC on disgorgement, a remedy many view as the favorite of the Enforcement Division.
Available in States
- California
- Florida
- Georgia
- New Jersey
- New York
- Texas Self Study
Program Categories
- Business Organizations & Contracts
- Constitutional Law
- Corporate and Commercial Law
- Corporate and Securities Law
- Federal Courts
- Financial Regulatory
- Financial Services
PROGRAM CREDITS
- Areas of Professional Practice : 1 Credit
