Celesq® Programs

Current Trends in SEC Enforcement-2009

Tom Gorman analyzes current trends in SEC enforcement for 2009. Join us as our presenter provides an assessment of key policy initiatives and cases brought last year, as well as prospects for regulatory reform which could significantly impact the SEC enforcement trends in the future.

Available in States

• Arizona
• California
• Colorado Eligible
• Florida
• Georgia
• Missouri
• New Jersey Eligible
• New York
• Texas Self Study

Program Categories

• California Participatory MCLE Programs
• Corporate and Commercial Law
• Corporate and Securities Law
• Criminal Law & White Collar
• In-House Counsel
• New York Accredited
• Regulatory and Administrative Law
• Securities & Investing

PROGRAM CREDITS

• 1 General CLE credit : 1 Credit
• 1 General CLE credit : 1 Credit