Crypto, Broker-Dealers and Beneficial Ownership in the Anti-Money Laundering Hot Seat
Expired
Program Number
29134
Program Date
2019-09-24
CLE Credits
1
This webinar analyzes the latest developments affecting the anti-money laundering (AML) programs of businesses dealing with blockchain, cryptocurrency and other digital assets. The webinar also evaluates trends and lessons learned from the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) enforcement focus on broker-dealer AML programs. In addition, the webinar reviews the most recent legislative efforts to reform the Bank Secrecy Act (BSA) and related regulations in 2019, including proposals to tighten beneficial ownership reporting. This webinar is ideal for anyone working in or overseeing AML program design or compliance.
Available in States
- California
- Georgia
- New Jersey
- New York
- Texas Self Study
Program Categories
- Administrative Law & Regulations
- Banking & Finance Law
- Business Law
- Business Organizations & Contracts
- Complex Litigation
- Constitutional Law
- Corporate and Commercial Law
- Criminal Law & Procedure
- Cryptocurrency
- Employment & Labor Law
- Federal Courts
- In-House Counsel
- Litigation & Litigation Skills
- Securities and Antitrust Litigation
- Trial Skills
PROGRAM CREDITS
- Areas of Professional Practice : 1 Credit
