Celesq® Presenters

Email For More Information

Jay A.  Dubow, Esq.

Jay Dubow co-leads the securities investigations and enforcement practice at Troutman Pepper. He focuses his practice on complex business litigation, with a special emphasis on defending against shareholder derivative and securities class action litigation. He also represents clients involved in investigations by the U.S. Securities and Exchange Commission (SEC) the Pennsylvania Department of Banking and Securities, and various self-regulatory organizations, including the Financial Industry Regulatory Authority, Inc. (FINRA). He also conducts internal investigations on behalf of clients. Such investigations have included allegations involving the Foreign Corrupt Practices Act (FCPA), whistle blower claims, financial fraud, and civil and criminal violations of various federal and state laws.

Jay also counsels cannabis and CBD industry clients on corporate and regulatory issues, as well as the potential risks both for cannabis-focused companies and non-industry participants doing business with cannabis companies.

Jay previously worked at a public credit card company as senior vice president, general counsel, and chief administrative officer. Jay began his career as a staff attorney and then branch chief in the Division of Enforcement of the SEC in Washington, D.C.

Active in local and national bar associations, Jay is a leader in the American Bar Association’s Business Law Section and currently serves as vice chair of the Business and Corporate Litigation Committee, co-chair of the Cannabis and Alcoholic Beverages Subcommittee, and vice chair of the Criminal and Enforcement Litigation Subcommittee. He is on the editorial board of The Business Lawyer, the law review of the Section of Business Law of the American Bar Association.

Programs by Jay A.  Dubow, Esq..

Recent Supreme Court rulings have changed the landscape of what evidence may be considered by courts when deciding motions for class certification in securities litigation. This presentation provides an overview of the “fraud on th...

Program Number
30248
Program Date
2020-12-09
Category
Business Organizations & ContractsComplex LitigationCorporate and Securities LawCriminal Law & ProcedureFederal CourtsFlorida EligibleIn-House CounselLitigation & Litigation SkillsLitigation and AppealsTrial Skills
State
CaliforniaFloridaGeorgiaNew JerseyNew YorkTexas Self Study

Challenging an ongoing investigation by the SEC is a daunting task, particularly for those identified as subjects of the investigation. Two recent holdings, one by the Third Circuit in Gentile v. Sec. & Exch. Commn, 2020 WL 5416297 (3d Cir. Sept....

Program Number
3103
Program Date
2021-01-14
Category
Administrative Law & RegulationsBanking & Finance LawBusiness Organizations & ContractsCorporate and Securities LawFederal CourtsFlorida EligibleInternational LawInternational Law & Global TradeSecurities & InvestingSecurities and Antitrust Litigation
State
CaliforniaFloridaGeorgiaNew JerseyNew YorkTexas Self Study

The Securities and Exchange Commissions Whistleblower Program was created in 2010 to assist the SEC in discovering securities law violations by providing incentives for individuals to report possible violations. The Program has been successful; to da...

Program Number
3129
Program Date
2021-02-24
Category
Arbitration & Alternative Dispute ResolutionBanking & Finance LawBusiness Organizations & ContractsComplex LitigationComplex Resolution StrategyCorporate and Securities LawFederal CourtsFinancial RegulatoryFinancial ServicesFlorida EligibleSecurities & InvestingSecurities and Antitrust Litigation
State
CaliforniaFloridaGeorgiaNew JerseyNew YorkTexas Self Study