Print Catalog:

Programs in Regulatory and Administrative Law



Filter by State
Filter by Category
 
 

Trading in Opaque Markets: False Statements, Materiality and Securities Fraud

Program Number: 2736 Presenter: Thomas O. Gorman, Esq.

The Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) have brought four cases charging six traders from two major firms with fraud. The actions are all similar, claiming that the traders made multiple misrepresentations when dealing with counter parties in either the residential mortgage-backed securities (RMBS) or commercial mortgage backed securities (CMBS) markets. The misrepresentations are detailed in electronic communications. Two criminal cases have, however, ended largely in acquittals. Yet the government continues. In this program, Tom Gorman critically examines these cases, distilling important lessons for trading houses and their compliance professionals while pointing to a likely area of future focus for the SEC inspection program.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Securities Issues and the Supreme Court: A Look Back and Ahead

Program Number: 2735 Presenter: Thomas O. Gorman, Esq.

In the 2016-2017 term, the Supreme Court handed down decisions in cases such as Kokesh and Salman that may well have a far reaching impact on securities litigation and SEC enforcement. This term promises to have additional important decisions. In the October term, the High Court has already agreed to hear cases such as Digital Realty, which will consider a critical issue regarding whistleblowers, and Leidos, regarding whether Section 303 creates an actionable duty to disclose in class actions. Join Tom Gorman as he reviews the key decisions of last term and previews those coming in the term which will start in October 2017.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

What In-House Counsel Should Know about the NIST and AICPA Frameworks and other Steps to Mitigate or Avoid Cybersecurity Risks and Threats

Program Number: 2733 Presenter: Michael Pinna, CPA

This program describes the problem of cybersecurity, including common vulnerabilities that can be exploited in order to gain unauthorized access to systems and data, and discusses some common frameworks, such as the National Institute of Standards and Technology ("NIST") Cybersecurity Framework and the new American Institute of Certified Public Accountants (“AICPA") Cybersecurity Risk Management Framework that can be used to understand and address the cybersecurity risks and threats in any type of organization. Also covered are cyber liability insurance which is becoming more prevalent in today’s marketplace, and key steps that organizations should consider implementing to make an immediate impact in their cybersecurity risk profile.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Recent Developments in M&A Litigation

Program Number: 2730 Presenter: Evan P. Singer, Esq.

In this program of particular interest to in-house, corporate, securities and transactional counsel and litigators, Jones Day partner Evan P. Singer discusses key cases like Aruba Networks, Trulia, Walgreens and Gordon v. Verizon, as well as recent developments regarding the common interest privilege under New York law.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Long Live Open Source! Current Developments for IP, Technology, Corporate, and Compliance Attorneys

Program Number: 2728 Presenter: Jason D. Haislmaier, Esq., Matthew Jacobs, Esq.

Open source software burst onto the scene over a dozen years ago, and since then, the pervasiveness and importance of open source has only continued to grow. Today, the growth of open source is driving an expanded range of legal and regulatory issues, including: • Addressing open source compliance in cloud and hosted environments • Understanding new open source license enforcement efforts • Vetting open source for IT security concerns • Dealing with open source risk in corporate transactions Keeping pace with these issues poses new challenges, both for companies with established compliance programs and those still relatively new to open source. Join our presenters for a discussion of these issues and solutions to help address them.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Ethics Developments in IP Practice-2017

Program Number: 2727IP Presenter: Anthony F. Lo Cicero, Esq.

Anthony Lo Cicero of Amster, Rothstein & Ebenstein, LLP, discusses recent developments in the law of ethics as it applies to intellectual property, including such subjects as formation and termination of the client relationship, under, e.g. ABA Rules 1.16, 1.18; duties owed to current and former clients under Rules 1.7-1.9; the bases for disqualification and the ever-challenging issue of subject matter conflicts, including developments after the decision in Maling v. Finnegan Henderson, 473 Mass. 336 (2015).

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Dealing with Data Privacy and Data Security in Cloud and IT Vendor Agreements: A Guide for In-House Counsel

Program Number: 2725 Presenter: Jason D. Haislmaier, Esq.

While cloud computing and other hosted and online services have become fundamental resources for many companies, using them can also lead to significant legal concerns over data privacy and security. As a result, the provisions involving these issues in such service agreements have become hotly contested. Join Jason Haislmaier of Bryan Cave LLP as he discusses significant data privacy and security concerns that can arise in cloud and other hosted and online services agreements and provides tools for addressing these issues and mitigating the risks that come with them.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Post-Grant Patent Office Proceedings After the AIA: Lessons from the First Five Years

Program Number: 2724IP Presenter: Brian A. Jones, Esq., Amol Parikh, Esq.

The creation of Inter Partes Review (IPR), Post Grant Review (PGR), and Covered Business Method Review (CBMR) has drastically impacted and shifted patent litigation strategy since 2012. These proceedings have proven to be a relatively cost-effective approach for a party seeking to challenge the validity of a patent. But these proceedings are not without their critics, and numerous issues have developed relating to the authority of the Patent Office concerning grant or denial of institution, the applicable claim construction and invalidity standards, and the effect of estoppel, just to name a few. This presentation focuses on the evolution of Post-Grant Patent Office proceedings, recent reforms, current trends, and potential changes that may occur in the near future.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Common Pitfalls of Fiduciary Duties of Officers and Directors and How to Avoid Them: Essential Guidance for In-House and Corporate Counsel

Program Number: 2723 Presenter: Megan Lopp Mathias, Esq.

In this important program for in-house and corporate counsel, Megan Mathias covers the scope of fiduciary duties of officers and directors and how to navigate the legal challenges. Topics include: discussion of the various fiduciary responsibilities, avoidance of problematic scenarios, and how to address conflicts when they arise.

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Restraining Former Employees from Improper Use of Confidential Information and Enforcing Non-Competition Provisions

Program Number: 2722 Presenter: Megan Lopp Mathias, Esq.

This program, for employment and corporate counsel and litigators, addresses the legal challenges in enforcing confidentiality provisions and non-competition provisions against former employees. Topics include: an explanation of the line between not interfering with the employee's ability to work and protecting the disclosure of the former employer's information; and information on how to obtain a temporary restraining order (TRO).

$95.00Audio CD Add to Cart $95.00Online Audio Add to Cart

Categories