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Recent Amendments to the SEC's Rules of Practice for Administrative Proceedings

Program Number: 2653 Presenter: Thomas R. Cushing, Esq., Mark W. Rasmussen, Esq., Evan P. Singer, Esq.

SEC enforcement actions are, more often than not, brought in the administrative forum. At the same time, critics have argued that the SEC's procedural rules for administrative proceedings are unfair, and some have challenged the constitutionality of the rules in federal courts around the country. In the face of these challenges, the SEC has recently adopted amendments to the SEC's rules of practice for administrative proceedings. Join our presenters for an important discussion about what changes have been made and whether they provide adequate procedural safeguards.

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