Trends in SEC Enforcement 2010
Program Number: 2012
Program Date: 02/02/2010
Description
Tom Gorman of Porter Wright Morris & Arthur LLP discusses SEC enforcement priorities for the coming year in securities investigations and enforcement actions. Hot Topics include: current enforcement efforts regarding the FCPA; insider trading and the on-going investigations related to the Galleon case; the new reorganization of the SEC's Division of Enforcement; key issues regarding primary and secondary liability, as well as the liability of executives to repay bonuses as in the SEC's Jenkins case; the impact of pending legislation regarding hedge funds, derivatives and investment advisers; and other key enforcement topics.
Available in states
Arizona, California, Colorado Eligible, Georgia, Missouri, New Jersey Eligible, New York, Texas Self Study
Credit Information
50 minute credit hour - 1 General CLE credit
60 minute credit hour - 1 General CLE credit
State Program Numbers
Program Categories
California Participatory MCLE Programs
Corporate and Commercial Law
Criminal Law & White Collar
Federal Courts
In-House Counsel
Litigation & Litigation Skills
New York Accredited
Regulatory and Administrative Law
Securities & Investing
Presenters
 Thomas O. Gorman, Esq. Dorsey & Whitney LLP |
Thomas O. Gorman, Esq. is a partner in the Washington, D.C. office of Dorsey & Whitney LLP. Mr. Gorman, whose practice involves a wide range of civil and criminal securities and business litigation matters, including conducting internal corporate investigations, defending public companies and individuals in SEC and DOJ investigations, and defending securities class action and derivative suits, is Co-chair of the ABA White Collar Crime Securities Section, and a former member of the staff of the Securities and Exchange Commission's Enforcement Division and Office of the General Counsel. He is a frequent speaker and author of articles regarding securities litigation topics and publishes a blog (www.SECActions.com), which comments on trends and current events in SEC and DOJ securities enforcement investigations and actions. Among his other honors, and those awarded for his blog, he has been selected since 2007 for inclusion in Super Lawyers in the area of securities litigation and Washington Business Journal previously recognized him as one of the five top lawyers in Washington, D.C. |
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