The Changing Landscape of Insider Trading Enforcement
Program Number: 2105
Program Date: 03/01/2011
Description
Blue collar tactics. FBI Raids. Informants. Targeting information sources. Not only is insider trading enforcement increasingly being taken over by criminal enforcement authorities, but it also may be changing the rules. In this essential program for corporate, securities and white collar attorneys and litigators, Tom Gorman of Porter Wright Morris & Arthur LLP explores the rapidly changing landscape of insider trading enforcement, including the implication of tactics such as those used in Galleon, the raids on expert networks, and other similar tactics which are not only changing insider trading enforcement, but also perhaps the rules.
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Arizona, California, Colorado Eligible, Florida, Georgia, Missouri, New Jersey Eligible, New York, Texas Self Study
Credit Information
50 minute credit hour - 1 General CLE credit
60 minute credit hour - 1 General CLE credit
State Program Numbers
Program Categories
Corporate and Commercial Law
Corporate and Securities Law
Criminal Law & White Collar
Federal Courts
In-House Counsel
Litigation & Litigation Skills
Regulatory and Administrative Law
Securities & Investing
Presenters
 Thomas O. Gorman, Esq. Dorsey & Whitney LLP |
Thomas O. Gorman, Esq. is a partner in the Washington, D.C. office of Dorsey & Whitney LLP. Mr. Gorman, whose practice involves a wide range of civil and criminal securities and business litigation matters, including conducting internal corporate investigations, defending public companies and individuals in SEC and DOJ investigations, and defending securities class action and derivative suits, is Co-chair of the ABA White Collar Crime Securities Section, and a former member of the staff of the Securities and Exchange Commission's Enforcement Division and Office of the General Counsel. He is a frequent speaker and author of articles regarding securities litigation topics and publishes a blog (www.SECActions.com), which comments on trends and current events in SEC and DOJ securities enforcement investigations and actions. Among his other honors, and those awarded for his blog, he has been selected since 2007 for inclusion in Super Lawyers in the area of securities litigation and Washington Business Journal previously recognized him as one of the five top lawyers in Washington, D.C. |
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