Coming June 7 and 14: Celesq® adds new Securities Regulation and White Collar Hot Topic CLE programs to its web cast schedule
April 9, 2012– Celesq® AttorneysEd Center has added two new live web casts to its June web cast schedule covering hot topics in Securities Regulation and Enforcement and White Collar Law. The programs, presented in partnership with West LegalEdcenter, are:
Recent SEC Amendments to Qualified Client and Accredited Investor Standards (2232)
June 7, 2012 (12:00 noon ET)
Kay Gordon and Yusef Alexandrine, K&L Gates LLP, explain the new SEC regulatory requirements pursuant to Dodd-Frank, which have brought about significant changes to the suitability standards used to determine whether investors can invest in private offerings or private funds or be subject to certain fee arrangements with respect to private funds.
How Corporate Officials Can Get a Good Night’s Sleep despite Current SEC Enforcement Trends (2235)
June 14, 2012 (12:00 noon ET)
Tom Gorman, Dorsey & Whitney LLP, explores the SEC’s reinvigorated enforcement program against corporate officials, which combines aggressive enforcement and traditional fraud-based theories with others (e.g., negligence-based fraud, control person liability, strict liability) that ease its overall burden of proof in many instances, and offers practical steps and strategies to avoid being in the SEC’s path.
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